2019-11-11 13:40FRM职业发展中国FRM考试网

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Head of Risk Control(北京)
1、Responsible for quality risk approvals and reviews with all key risk issues properly identified,assessed,and addressed;
2、Ensure effective and efficient execution of the risk workflow from assessment,approval,monitoring and account rectification(where required);
3、Responsible for continuous optimization of the risk process reflecting efficiency,quality control,and risk transparency;
4、To lead and work with internal and external stakeholders in the continued buildup of the UBSCL Risk Management platform including new business initiatives,policies and controls;
5、Responsible for compliance and adherence to regulatory requirements by ensuring that periodic self-assessments are conducted,policies and procedures are in place and reviewed regularly and there are timely and appropriate responses to all regulatory reporting deliverables and requests;
6、Adhere to the UBSCL Risk Governance framework by participating in requisite committees and governance forums as the Risk Control representative and to raise and escalate issues on a timely basis as and when necessary;
7、To be a strong risk partner to the UBS CL Business and other stakeholders to facilitate the success of the firm;
8、Ensure effective stakeholder management including building strong peer and stakeholder relationships;
9、Demonstrate the highest standards of integrity and compliance with the UBS Code of Conduct and Ethics and policies;
10、To be an effective manager of the Risk team by demonstrating the principles of good line management–to promote development,communicate clearly,inspire others,be mission focused,make effective decisions and embrace innovation.
1、8-12 years of relevant work experience in the financial industry within a risk control or risk management(credit preferred)capacity
2、Good working knowledge of regulatory(CBIRC,PBOC,SAFE)regulations with experience in dealing with regulators;
3、Past experience in setting up banking platforms,e.g policy writing,governance and controls establishment would be ideal;
4、Good command of both English and Chinese in reading,writing and speaking;
5、A university degree;professional qualifications eg CFA,CPA,FRM is a plus.